Relationship and inbreeding

Lecture 4 of the Quantitative Genetics series. Identity by descent, coancestry, the relationship matrix, inbreeding and assortative mating.

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Lecture 4Quantitative GeneticsMSc levelGrum Gebreyesus

Intended learning outcomes

  • Explain how shared environments and shared genes contribute to the similarities among relatives.
  • Compute relatedness and inbreeding coefficients using pedigree information.

Relatedness and the base population

Relatedness

Two individuals are related if

  • they share one or more ancestors, or
  • one is descended from the other.

Why relatedness matters in breeding

  • Estimating and managing inbreeding
  • QTL mapping
  • Breeding value estimation
  • Prediction of response to selection

Two essential features of any measure of relatedness

  • It can only be defined relative to a specific frame of reference, the base population.
  • It is based on the concept of identity by descent.

The first point is frequently overlooked and is a common source of confusion. All members of a population share ancestors at some point in the phylogeny, so relatedness is undefined without a stated reference point. In practice we consider recent ancestry rather than ancient common ancestry: if no further information is available for the top generation of a pedigree, those individuals are taken as the base animals and treated as unrelated and non-inbred. Every relationship coefficient you compute is therefore a statement about ancestry since that base.

Relationship and inbreeding: introductionWhy relatedness matters in breeding, and the role of the base population.

Identity by descent

  • Genes that are copies of the same gene in a past generation are identical by descent (IBD).
  • Genes where one is a copy of the other through inheritance are also IBD.
  • Genes that merely "look" the same are identical by state (IBS).
  • Genes may be IBS without being IBD. Genes that are IBD are necessarily also IBS.
Inbreeding at a locus
  • An individual is inbred at a locus if the two alleles at that locus are IBD.
  • If two genes are IBD they are also IBS, so the individual is homozygous at the locus.

The converse does not hold: a homozygote need not be inbred, since the two identical-looking alleles may descend from different ancestral copies.

Why relatives resemble one another

Individuals in a population vary considerably. Those differences may arise from variation in genes, from environmental experience, or from both. For most traits it is both. To the extent that a trait is influenced by heritable effects, phenotypic similarity should track genetic similarity. We can make that precise by decomposing the covariance between two individuals' phenotypes.

Decomposing the covariance between two phenotypes
  1. Write each phenotype in the familiar form \(y_i=\mu+g_i+e_i\). Then \(\operatorname{Cov}(y_i,y_j)=\operatorname{Cov}(\mu+g_i+e_i,\;\mu+g_j+e_j)\).
  2. Expanding, \(\operatorname{Cov}(y_i,y_j)=\operatorname{Cov}(g_i,g_j)+\operatorname{Cov}(g_i,e_j) +\operatorname{Cov}(e_i,g_j)+\operatorname{Cov}(e_i,e_j)\).
  3. Typically \(\operatorname{Cov}(g_i,e_j)=\operatorname{Cov}(e_i,g_j)=0\): one individual's genes are not associated with another's environment.
  4. Hence \(\operatorname{Cov}(y_i,y_j)=\operatorname{Cov}(g_i,g_j)+\operatorname{Cov}(e_i,e_j)\), that is, similarity is caused by shared genes and shared environments.

This result is the basis of quantitative genetic estimation from relatives, and also its principal limitation: relatives usually share environments as well as genes, so \(\operatorname{Cov}(e_i,e_j)\ne 0\) inflates estimated heritability unless the design controls for it.

The coefficient of coancestry

Take a random allele at a locus from individual \(i\) and a random allele at the same locus from individual \(j\).

Definitions
  • \(\theta_{ij}\) is the probability that these two alleles are IBD: the coefficient of coancestry.
  • The coefficient of relatedness in diploids is \(F_{ij}=2\theta_{ij}\).
  • \(F_{ij}\) is the expected number of IBD copies, in \(j\), of a random allele drawn from \(i\).
Relatedness and the sharing of genesCoancestry as the probability that two sampled alleles are identical by descent.

Covariance among relatives

Ignoring epistasis, split each genotypic value into its additive and dominance parts, \(g_i=a_i+\delta_i\):

\[\begin{aligned} \operatorname{Cov}(g_i,g_j)&=\operatorname{Cov}(a_i+\delta_i,\;a_j+\delta_j)\\ &=\operatorname{Cov}(a_i,a_j)+\underbrace{\operatorname{Cov}(a_i,\delta_j)}_{=0} +\underbrace{\operatorname{Cov}(\delta_i,a_j)}_{=0}+\operatorname{Cov}(\delta_i,\delta_j)\\ &=\operatorname{Cov}(a_i,a_j)+\operatorname{Cov}(\delta_i,\delta_j) \end{aligned}\]

The dominance term \(\operatorname{Cov}(\delta_i,\delta_j)\) is normally only appreciable if \(i\) and \(j\) are full sibs, since only full sibs can share both alleles at a locus IBD. Generally, therefore, we focus on \(\operatorname{Cov}(a_i,a_j)\).

Additive genetic similarity
  1. Let \(\alpha_{ik}\) be the additive effect of allele \(k\) in individual \(i\), so \(a_i=\alpha_{i1}+\alpha_{i2}\).
  2. \(\operatorname{Cov}(a_i,a_j)=\operatorname{Cov}(\alpha_{i1}+\alpha_{i2},\;\alpha_{j1}+\alpha_{j2})\), which expands into four allele-by-allele covariance terms.
  3. Each such pair contributes \(V(\alpha)\) if the two alleles are IBD (probability \(\theta_{ij}\)) and \(0\) otherwise, giving \(4\left[(1-\theta_{ij})\cdot 0+\theta_{ij}V(\alpha)\right]\).
  4. Since \(V(\alpha)=\tfrac12 V_a\) (the gametic variance is half the additive variance), this is \(4\times\tfrac12\theta_{ij}V_a=2\theta_{ij}V_a\).
Central result
\[\operatorname{Cov}(a_i,a_j)=2\theta_{ij}V_a=F_{ij}V_a\]

For a few common outbred relative pairs this gives:

Relationship\(\theta_{ij}\)\(\operatorname{Cov}(a_i,a_j)\)
Parent and offspring\(1/4\)\(\tfrac12 V_a\)
Half sibs\(1/8\)\(\tfrac14 V_a\)
Full sibs\(1/4\)\(\tfrac12 V_a\) (plus \(\tfrac14 V_d\))
Sharing genes and the additive genetic varianceDeriving Cov(a_i, a_j) = 2*theta*V_a from the effects of the shared alleles.

Parent average and Mendelian sampling

Parents have breeding values \(a_s\) and \(a_d\). An offspring's expected deviation from the population mean is the parent average breeding value:

\[a_{\bar p}=\tfrac12\left(a_s+a_d\right)\]

Variance of the parent average

\[\begin{aligned} \operatorname{Var}(a_{\bar p})&=\operatorname{Var}\!\left(\tfrac12(a_s+a_d)\right) =\tfrac14\operatorname{Var}(a_s)+\tfrac12\operatorname{Cov}(a_s,a_d)+\tfrac14\operatorname{Var}(a_d)\\ &=\tfrac14 V_a+\tfrac14 V_a=\tfrac12 V_a \qquad\text{(assuming }\operatorname{Cov}(a_s,a_d)=0\text{, i.e.\ no assortative mating)} \end{aligned}\]

Mendelian sampling

An offspring is not exactly the average of its parents. Which particular allele each parent transmits is a coin toss, and that randomness has a name and a variance. With no selection and random mating, \(V_a\) is constant across generations, so:

\[\begin{aligned} a_o&=\tfrac12(a_s+a_d)+a_M=a_{\bar p}+a_M\\ V(a_o)&=\tfrac14(V_s+V_d)+V_M\\ V_M&=V_a-\tfrac12 V_a=\tfrac12 V_a \end{aligned}\]
Distribution of offspring

Given parents with breeding values \(a_s\) and \(a_d\), the two sources of variance among their offspring are \(V_M=\tfrac12 V_a\) and \(V_e\). Hence

\[a_o\sim N\!\left(a_{\bar p},\;\tfrac12 V_a\right), \qquad y_o\sim N\!\left(a_{\bar p},\;\tfrac12 V_a+V_e\right)\]

This is why even an elite mating produces a range of offspring, and why selection among full sibs is possible at all.

Parent-offspring regression, in two partsThe regression of offspring on parent, and what it estimates.

The inbreeding coefficient

If the two parents are related, there is a chance they transmit IBD alleles to their offspring. That probability is the inbreeding coefficient \(F_i\) of the offspring. Note the logic: relatedness is a property of the parents, inbreeding is a property of the offspring.

\(F\) can be computed from pedigree data in two ways: by direct computation of IBD probabilities using Wright's path method, or by the tabular method, which leads to the numerator relationship matrix below.

Wright's path method

Count the number of meiosis links in each loop through a common ancestor:

\[F=\sum_i \left(\tfrac12\right)^{n_i-1}\]

and if the ancestor in loop \(i\) is itself inbred with coefficient \(F_{A_i}\),

\[F=\sum_i \left(\tfrac12\right)^{n_i-1}\left(1+F_{A_i}\right)\]

\(n_i\) is the number of meioses (links) in loop \(i\). Each meiosis halves the probability of transmitting the same allele, which is where the factor of one half comes from.

Inbreeding: mating among relativesHow mating related individuals produces inbred offspring, and how F is computed.

What inbreeding does to variance

When an individual is inbred, its two alleles \(A_1\) and \(A_2\) at a locus are no longer independent, and neither are their effects \(\alpha_1\) and \(\alpha_2\).

\[\begin{aligned} \operatorname{Var}(a)&=\operatorname{Var}(\alpha_1+\alpha_2) =\operatorname{Var}(\alpha_1)+2\operatorname{Cov}(\alpha_1,\alpha_2)+\operatorname{Var}(\alpha_2)\\ &=2\operatorname{Var}(\alpha)+2\left[(1-F)\cdot 0+F\operatorname{Var}(\alpha)\right]\\ &=(1+F)\,V_a \end{aligned}\]

So inbreeding increases the additive genetic variance among individuals by a factor \((1+F)\). This is not extra genetic variation being created; it is the same variation redistributed, more of it now expressed between individuals because fewer alleles are hidden in heterozygotes.

Mendelian sampling variance under inbreeding

Inbred parents generate less variation among their offspring, because at loci where a parent is already homozygous by descent, segregation produces nothing new:

  • A non-inbred parent generates \(\tfrac14 V_a\).
  • An inbred parent generates \(\tfrac14(1-F)V_a\).
\[V_M=\tfrac14(1-F_s)V_a+\tfrac14(1-F_d)V_a=\tfrac12\left(1-\frac{F_s+F_d}{2}\right)V_a\]
Inbreeding and varianceWhat inbreeding does to the additive variance and to Mendelian sampling.

Inbreeding at population level

Worked example: average inbreeding

Start from a population of non-inbred animals. In the next generation, 10% of matings are between half sibs and 5% between full sibs. Half-sib mating gives offspring \(F=0.125\); full-sib mating gives \(F=0.25\). Then

\[\bar F=0.85(0)+0.10(0.125)+0.05(0.25)=0.025\]

Genotype frequencies with inbreeding

Let a fraction \(\bar F\) of individuals be inbred at a locus. Among the \(1-\bar F\) that are not, genotypes are in Hardy-Weinberg proportions \(p^2\), \(2pq\), \(q^2\). Among the \(\bar F\) that are, the two alleles are IBD, so the individual is homozygous: a fraction \(p\) are \(AA\) and \(q\) are \(aa\), with no heterozygotes.

Estimating inbreeding from a heterozygote deficiency

Deriving \(\bar F\) from observed heterozygosity
  1. Under Hardy-Weinberg we expect \(H_{\text{exp}}=2pq\) heterozygotes.
  2. With average inbreeding \(\bar F\), only the non-inbred fraction contributes heterozygotes: \(H_{\text{obs}}=(1-\bar F)2pq\).
  3. Therefore \(\dfrac{H_{\text{exp}}-H_{\text{obs}}}{H_{\text{exp}}} =\dfrac{2pq-(1-\bar F)2pq}{2pq}=\bar F\).
Worked example: computing \(\bar F\) from genotype frequencies

A population shows 50% \(A_1A_1\), 20% \(A_1A_2\), 30% \(A_2A_2\).

\(p=0.5+0.2/2=0.6\), so \(q=0.4\). Expected heterozygosity \(H_{\text{exp}}=2(0.6)(0.4)=0.48\), observed \(H_{\text{obs}}=0.20\).

\[\bar F=\frac{0.48-0.20}{0.48}\approx 0.58\]
Worked example: why breeders worry about small \(\bar F\)

Take \(\bar F=0.025\) from the earlier example, and a recessive disease allele at \(q=0.001\).

Under Hardy-Weinberg the disease frequency would be \(q^2=10^{-6}\). With inbreeding it becomes \(q^2+\bar F pq\approx 2.6\times10^{-5}\).

An average inbreeding of just 2.5% raises the incidence roughly 26-fold. This is why rare recessive defects surface in closed nucleus herds long before inbreeding depression in production traits becomes obvious.

Inbreeding at population levelAverage inbreeding, heterozygote deficiency, and the effect on rare recessives.

Inbreeding depression

The general observation is that inbred individuals perform worse, with an approximately linear decrease in performance as \(F\) increases.

Why

  • An excess of deleterious homozygotes.
  • A deficiency of advantageous heterozygotes.

Formally, inbreeding depression occurs if the dominance deviations \(\delta_{Aa}\), summed across loci, are typically positive, that is, if heterozygotes tend to be above the midpoint of the two homozygotes.

Supplementary: the size of the depression
  1. In Falconer and Mackay's notation, with no inbreeding the mean is \(\mu+(p-q)a+2pq\,d\).
  2. With average inbreeding \(\bar F\), the heterozygote frequency falls to \((1-\bar F)2pq\) and the mean becomes \(\mu+(p-q)a+2(1-\bar F)pq\,d\).
  3. The difference is \(-2\bar F pq\,d\) per locus, so summed over loci the total inbreeding depression is \(D=\bar F\sum_i 2p_iq_id_i\), linear in \(\bar F\), as observed.

The numerator relationship matrix

For breeding value estimation we need a matrix representation of all pairwise relationships. The natural one is the numerator relationship matrix \(\mathbf{A}\):

\[\mathbf{A}=\begin{pmatrix} 1+F_{11} & & \cdots & & F_{1n}\\ & \ddots & & & \\ \vdots & & 1+F_{ii} & & \vdots\\ & & & \ddots & \\ F_{n1} & & \cdots & & 1+F_{nn} \end{pmatrix}\]

The off-diagonal element \(F_{ij}\) (\(i\ne j\)) is the coefficient of relatedness \(F_{ij}=2\theta_{ij}\); the diagonal element is \(1+F_{ii}\), where \(F_{ii}\) is the individual's inbreeding coefficient. The diagonal exceeding one is exactly the \((1+F)V_a\) result derived above.

Extension to BLUP

\(\mathbf{A}\) is what makes BLUP possible: the additive genetic covariance structure of an entire pedigree is \(\mathbf{A}V_a\). In genomic prediction the same role is played by a genomic relationship matrix \(\mathbf{G}\), estimated from markers rather than deduced from the pedigree.

The numerator relationship matrix, in two partsBuilding A from a pedigree, and what its elements mean.

Assortative mating

What happens when we mate the best with the best, phenotypically? This is what breeding programmes usually do, so the consequences matter. Assortative mating means \(\operatorname{Cov}(y_s,y_d)=r>0\).

Derivation
  1. Association between phenotypes induces association between breeding values: \(\operatorname{Cov}(a_s,a_d)=r\,h^2V_a\).
  2. The parent average is therefore more variable than before: \(\operatorname{Var}(a_{\bar p})=\tfrac14\left(V_a+2\operatorname{Cov}(a_s,a_d)+V_a\right) =\tfrac12 V_a\left(1+rh^2\right)\).
  3. Adding Mendelian sampling, \(\operatorname{Var}(a_o)=\operatorname{Var}(a_{\bar p})+V_M =\tfrac12 V_a(1+rh^2)+\tfrac12 V_a=V_a\left(1+\tfrac12 rh^2\right)\).

In the first generation assortative mating increases the additive variance. There is, however, a counteracting effect. Mating superior with superior and inferior with inferior induces inbreeding at the genes affecting the trait, which reduces \(V_M\). Over time the effect reverses:

GenerationAdditive genetic varianceHeritability
0\(V_a\)\(h^2\)
1\(V_a\left(1+\tfrac12 rh^2\right)\) \(h^2\dfrac{1+\tfrac12 rh^2}{1+\tfrac12 r\left(h^2\right)^2}\)
\(\infty\)\(V_a\left(1-rh^2\right)\) \(h^2\dfrac{1-rh^2}{1+r\left(h^2\right)^2}\)
Consequences
  • In the short term, assortative mating increases \(V_a\), heritability and selection response.
  • In the longer term the effect is the opposite, because of the inbreeding induced at the trait genes.
Assortative matingMating like with like: the short-term gain in variance and the long-term reversal.

Summary

  • Resemblance among relatives is due to shared genes, and to shared environments.
  • Mating among relatives causes inbreeding.
  • Inbreeding leads to inbreeding depression.
  • The numerator relationship matrix summarises degrees of allele sharing.

Exercises

Exercise 4.1

Regression on parent average. Show that the regression of an offspring's phenotype on the parent average phenotype equals the heritability, that is \(\operatorname{Reg}(y_o,\overline{P})=h^2\), where \(\overline{P}=\tfrac12(y_s+y_d)\).

You may use the result from the lecture that the covariance between one parent and its offspring is \(\tfrac12 V_a\).

Show solution ▾

We need \(\operatorname{Reg}(y_o,\overline{P})= \dfrac{\operatorname{Cov}(y_o,\overline{P})}{\operatorname{Var}(\overline{P})}\), so compute both.

Denominator. Assuming the parents are unrelated and each has phenotypic variance \(V_p\),

\[\operatorname{Var}(\overline{P})=\operatorname{Var}\!\left(\frac{y_s+y_d}{2}\right) =\tfrac14\left(\operatorname{Var}(y_s)+\operatorname{Var}(y_d)\right)=\tfrac14\cdot 2V_p=\tfrac12 V_p\]

Numerator. Using \(\operatorname{Cov}(y_o,y_s)=\operatorname{Cov}(y_o,y_d)=\tfrac12 V_a\),

\[\operatorname{Cov}(y_o,\overline{P})=\tfrac12\left[\operatorname{Cov}(y_o,y_s) +\operatorname{Cov}(y_o,y_d)\right]=\tfrac12\left(\tfrac12 V_a+\tfrac12 V_a\right)=\tfrac12 V_a\]

Ratio.

\[\operatorname{Reg}(y_o,\overline{P})=\frac{\tfrac12 V_a}{\tfrac12 V_p} =\frac{V_a}{V_p}=h^2\]

Note the contrast with regression on a single parent, which gives \(\tfrac12 h^2\). Averaging the two parents halves the variance of the predictor while leaving the covariance unchanged, which doubles the regression coefficient.

Exercise 4.2

Path method. Two half sibs share a single common ancestor and are mated together. Compute the inbreeding coefficient of their offspring, first assuming the common ancestor is not inbred, then assuming it has \(F_A=0.20\).

Show solution ▾

Trace the loop from one parent up to the common ancestor and back down to the other parent. For half sibs mated together the loop passes through 3 meioses, so \(n=3\).

\[F=\left(\tfrac12\right)^{n-1}=\left(\tfrac12\right)^{2}=0.125\]

With an inbred common ancestor,

\[F=\left(\tfrac12\right)^{n-1}\left(1+F_A\right)=0.125\times 1.20=0.15\]

The ancestor's own inbreeding raises the chance that the two alleles it passes down are IBD, so it inflates the descendant's \(F\) proportionally.

Exercise 4.3

Heterozygote deficiency. A population is scored at one locus: 36% \(A_1A_1\), 48% \(A_1A_2\), 16% \(A_2A_2\). Is there evidence of inbreeding? Now repeat for a second locus scored as 45% \(A_1A_1\), 30% \(A_1A_2\), 25% \(A_2A_2\).

Show solution ▾

Locus 1. \(p=0.36+0.48/2=0.60\), \(q=0.40\). \(H_{\text{exp}}=2(0.6)(0.4)=0.48\), and \(H_{\text{obs}}=0.48\). \(\bar F=(0.48-0.48)/0.48=0\). No evidence of inbreeding; the locus is in Hardy-Weinberg proportions.

Locus 2. \(p=0.45+0.30/2=0.60\), \(q=0.40\). \(H_{\text{exp}}=0.48\), \(H_{\text{obs}}=0.30\).

\[\bar F=\frac{0.48-0.30}{0.48}=0.375\]

A substantial apparent inbreeding. Note the caution, though: both loci have identical allele frequencies, so the difference is entirely in the genotype distribution. A heterozygote deficiency at a single locus can also be produced by population substructure (the Wahlund effect), null alleles, or genotyping error, so \(\bar F\) estimated this way should be averaged over many loci before it is believed.

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